Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lu ellen? Claim Your ProfileLu ellen Guenther-smith is a financial advisor with Commonwealth Financial Network and has been in the industry since January 22, 1990. Lu ellen has a broad range of experience and expertise, including working with individuals, corporations, and other businesses. Lu ellen is committed to providing clients with personalized financial planning services and helping them achieve their financial goals. She is registered with the Securities and Exchange Commission and holds several professional licenses and designations, including the Series 7, 6, and 66 licenses. She is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
02/11/2020 - Present
Commonwealth Financial Network (STURBRIDGE MA)
MA
01/23/1990 - 01/27/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
01/23/1990 - 01/27/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 01/31/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1995
Series 7 - General Securities Representative Examination
BC
Issued 01/22/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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