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Lowell D Friend

Larson Financial Securities, LLC

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About Lowell D Friend

Lowell D. Friend is a financial advisor at Larson Financial Securities, LLC. Lowell has been in the financial services industry since 1991. Lowell has a Series 7, Series 63 and Series 66 license. Lowell is registered with FINRA.

Firm Information

Lowell Friend is currently registered with Larson Financial Securities, LLC. Larson Financial Securities, LLC, is a Limited Liability Company formed in November 2009. The firm is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lowell Friend’s Registration & Firm History

MO

06/06/2024 - Present

Larson Financial Securities, LLC (SAINT LOUIS MO)

TN

06/17/2011 - 02/16/2021

WELLS FARGO CLEARING SERVICES, LLC (MEMPHIS TN)

TN

07/20/1988 - 06/20/2011

EDWARD JONES (COVINGTON TN)

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Licenses & Designations

BOTH

Issued 02/21/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/12/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 11 public disclosures for Lowell D Friend. Review regulatory record here.
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