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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lourdez? Claim Your ProfileLourdez Cortez is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Lourdez has been in the industry since January 15, 2000. Lourdez has a broad range of experience and certifications. Lourdez has passed the Series 63, 66, and 7 exams, and has been registered with FINRA since 1999. Lourdez has also been registered with the state of Texas since 2009. Lourdez has worked with a variety of clients, including individuals, corporations, and institutions. Lourdez provides a variety of services, including portfolio management, financial planning, and investment research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/09/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WELLESLEY HILLS MA)
MA
09/15/2000 - 12/15/2008
CITIGROUP GLOBAL MARKETS INC. (WALTHAM MA)
NY
06/07/1999 - 02/04/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BOTH
Issued 12/16/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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