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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lourdes? Claim Your ProfileLourdes Rada is a financial advisor with Wells Fargo Clearing Services, LLC. Lourdes has been in the financial services industry since October 2007 and has a broad range of experience working with individual and institutional clients. Lourdes holds the Series 7, Series 6, and Series 66 securities licenses and is registered in all 50 states. Lourdes specializes in investment consulting, financial planning, pension consulting, and portfolio management. Lourdes's previous experience includes working at Oppenheimer & Co. Inc. and Barclays Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/06/2024 - Present
Wells Fargo Clearing Services, LLC (BOCA RATON FL)
FL
02/22/2014 - 06/10/2022
OPPENHEIMER & CO. INC. (FORT LAUDERDALE FL)
FL
03/02/2010 - 07/26/2013
BARCLAYS CAPITAL INC. (MIAMI FL)
NY
12/04/2008 - 03/19/2010
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
03/11/2005 - 11/11/2008
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
BOTH
Issued 04/07/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2009
Series 7 - General Securities Representative Examination
BC
Issued 03/10/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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