Unclaimed
Lourdes Mercedes Oliver is a registered representative with Wells Fargo Clearing Services, LLC. Lourdes has over 20 years of experience in the financial services industry. Lourdes's previous experience includes positions with Citigroup Global Markets Inc., Wells Fargo Advisors, LLC, and First Union Brokerage Services, Inc.. Lourdes holds FINRA Series 6, 7, and 63 licenses as well as the SIE exam. Lourdes is licensed in 34 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/27/2017 - Present
Wells Fargo Clearing Services, LLC (PRINCETON NJ)
NJ
06/02/2011 - 02/19/2015
CITIGROUP GLOBAL MARKETS INC. (WOODBRIDGE NJ)
NJ
10/01/2000 - 12/31/2009
WELLS FARGO ADVISORS, LLC (RED BANK NJ)
NC
11/20/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 11/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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