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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lourdes? Claim Your ProfileLourdes Maria Lopinto is a financial advisor at UBS Financial Services Inc. Lourdes has over 20 years of experience in the financial services industry. Lourdes has a strong track record of providing comprehensive financial planning and investment management services to individuals and families. Lourdes holds Series 7 and Series 63 licenses and has a strong understanding of the financial markets. Lourdes is dedicated to helping clients achieve their financial goals. Lourdes is passionate about helping clients achieve their financial goals and has a strong commitment to providing personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
11/29/2017 - Present
UBS Financial Services Inc. (MIAMI FL)
FL
11/09/2015 - 12/20/2017
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
01/19/2011 - 10/20/2015
J.P. MORGAN SECURITIES LLC (Miami FL)
FL
09/11/2009 - 01/06/2011
CHASE INVESTMENT SERVICES CORP. (MIAMI FL)
SC
07/04/2008 - 10/31/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (GREER SC)
FL
01/01/2005 - 05/21/2007
HSBC SECURITIES (USA) INC. (MIAMI FL)
NY
08/13/2002 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
BC
Issued 06/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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