Unclaimed
Loura Oswald is a financial advisor with Steward Partners Investment Solutions, LLC. Loura has been in the financial services industry since 2008. Loura is registered with FINRA and holds the Series 63, Series 7, and SIE licenses. Loura also holds licenses in California, Oregon, and Washington. Prior to joining Steward Partners Investment Solutions, LLC, Loura worked at Cetera Investment Services LLC and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OR
07/05/2016 - Present
Steward Partners Investment Solutions, LLC (LAKE OSWEGO OR)
OR
10/10/2012 - 06/29/2016
CETERA INVESTMENT SERVICES LLC (WILSONVILLE OR)
AZ
07/10/2008 - 07/20/2012
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 08/18/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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