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Loura Alhyn micheal Oswald

Steward Partners Investment Solutions, LLC

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About Loura Alhyn micheal Oswald

Loura Oswald is a financial advisor with Steward Partners Investment Solutions, LLC. Loura has been in the financial services industry since 2008. Loura is registered with FINRA and holds the Series 63, Series 7, and SIE licenses. Loura also holds licenses in California, Oregon, and Washington. Prior to joining Steward Partners Investment Solutions, LLC, Loura worked at Cetera Investment Services LLC and Vanguard Marketing Corporation.

Firm Information

Loura Oswald is currently registered with Steward Partners Investment Solutions, LLC. Steward Partners Investment Solutions, LLC is a Limited Liability Company formed in 2021 and is registered in 53 states and the SEC. The firm has reported 13 regulatory events and 1 arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Loura Oswald’s Registration & Firm History

OR

07/05/2016 - Present

Steward Partners Investment Solutions, LLC (LAKE OSWEGO OR)

OR

10/10/2012 - 06/29/2016

CETERA INVESTMENT SERVICES LLC (WILSONVILLE OR)

AZ

07/10/2008 - 07/20/2012

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 08/18/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Loura Alhyn micheal Oswald.
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