Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louise? Claim Your ProfileLouise Yin Che is a financial professional with over 10 years of experience in the securities industry. Louise has worked with Capital ONE Securities, Inc. since 2018, where she holds Series 63, SIE, and Series 79 licenses. Prior to joining Capital ONE Securities, Inc., she was employed by MUFG Securities Americas Inc. and BTMU Securities, Inc. Louise currently holds registrations in eleven states including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. Louise has a strong background in investment banking and is dedicated to providing her clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/10/2018 - Present
Capital ONE Securities, Inc. (Chicago IL)
NY
04/01/2017 - 06/21/2018
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
01/28/2015 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
BC
Issued 02/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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