Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louise? Claim Your ProfileLouise Glover is an Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc.. Louise is a highly experienced financial professional with a wide range of expertise. Louise has been registered as a Broker/Dealer in numerous states across the country for over 30 years. Louise is also a registered Investment Advisor Representative, demonstrating a strong commitment to serving clients across a variety of needs. Louise is dedicated to providing clients with personalized financial advice and strategies. Louise has a strong track record of success in helping clients achieve their financial goals, and is committed to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/22/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DELRAY BEACH FL)
FL
01/30/2006 - 03/05/2010
THE CARNEY GROUP, INCORPORATED (DELRAY BEACH FL)
NY
06/05/1999 - 02/02/2004
SCHONFELD SECURITIES, LLC (JERICHO NY)
NC
03/06/1997 - 07/06/1998
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
10/06/1995 - 02/13/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/06/1994 - 02/01/1995
LAZARD FRERES & CO. (NEW YORK NY)
NY
09/22/1992 - 12/09/1993
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 08/09/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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