Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louise? Claim Your ProfileLouise Pumphrey is a financial advisor with Pruco Securities, LLC, and is registered in Arizona and Colorado. Louise has been in the industry since 2001, and has experience working with various clients, including individuals, trusts and estates, and corporations. Louise's previous firms include Park Avenue Securities LLC and Woodbury Financial Services, Inc. Louise holds Series 6 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
AZ
01/24/2019 - Present
Pruco Securities, LLC (Phoenix AZ)
CO
07/16/2014 - 12/31/2018
PARK AVENUE SECURITIES LLC (GREENWOOD VILLAGE CO)
CO
06/16/2010 - 06/27/2014
WOODBURY FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CO
03/26/2008 - 05/19/2010
PARK AVENUE SECURITIES LLC (GREENWOOD VILLAGE CO)
CO
01/19/2001 - 03/19/2008
NYLIFE SECURITIES LLC (DENVER CO)
BC
Issued 11/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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