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Louise Mary Wasso

TPG Capital BD, LLC

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About Louise Mary Wasso

Louise Mary Wasso is a financial advisor with over 23 years of experience in the financial services industry. She is currently registered with TPG Capital BD, LLC and holds Series 3, 7, 39, 63, 65, 7TO, and SIE licenses. Louise has previously held positions at AG BD LLC, MAFG RIA SERVICES, INC., MORGAN STANLEY & CO., INCORPORATED, GRAYSTONE PARTNERS L.P., and BESSEMER INVESTOR SERVICES, INC. Louise is dedicated to providing her clients with personalized financial advice and guidance.

Firm Information

Louise Wasso is currently registered with TPG Capital BD, LLC. TPG Capital BD, LLC is a Limited Liability Company formed in 2007 and approved to operate in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Louise Wasso’s Registration & Firm History

IL

01/31/2024 - Present

TPG Capital BD, LLC (Chicago IL)

NY

01/05/2011 - 12/14/2015

AG BD LLC (NEW YORK NY)

NJ

05/18/2007 - 12/20/2010

MAFG RIA SERVICES, INC. (MT. LAUREL NJ)

NY

01/11/2000 - 07/07/2005

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

IL

09/23/1993 - 01/08/1999

GRAYSTONE PARTNERS L.P. (CHICAGO IL)

NY

02/05/1993 - 07/24/1993

BESSEMER INVESTOR SERVICES, INC. (NEW YORK NY)

NY

10/20/1987 - 02/06/1991

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/20/2024

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/14/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/13/1993

Series 39 - Direct Participation Programs Principal Examination

BC

Issued 01/31/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/31/2023

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/1996

Series 3 - National Commodity Futures Examination

BC

Issued 10/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Louise Mary Wasso.
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