Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louise? Claim Your ProfileLouise Kane is a financial advisor with over 12 years of experience in the industry. Louise is currently registered with Oppenheimer & Co. Inc. Previously, Louise was registered with D.A. Davidson & CO., Quest Capital Strategies, Inc., Securities Service Network, Inc., LPL Financial LLC, Associated Securities Corp., and SagePoint Financial, Inc. Louise holds the Series 7, Series 66 and Series 99TO licenses. Louise specializes in providing financial advice to individuals, businesses, and pooled investment vehicles. Louise also provides financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
01/25/2024 - Present
Oppenheimer & Co. Inc. (NEWPORT BEACH CA)
CA
12/19/2014 - 01/29/2024
D.A. DAVIDSON & CO. (NEWPORT BEACH CA)
CA
05/15/2014 - 09/15/2014
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
10/12/2011 - 04/30/2012
SECURITIES SERVICE NETWORK, INC. (LAGUNA BEACH CA)
CA
09/08/2009 - 08/16/2011
LPL FINANCIAL LLC (ROSEVILLE CA)
CA
05/14/2009 - 09/08/2009
ASSOCIATED SECURITIES CORP. (ROSEVILLE CA)
CA
12/25/2008 - 04/29/2009
SAGEPOINT FINANCIAL, INC. (ROSEVILLE CA)
BOTH
Issued 07/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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