Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louise? Claim Your ProfileLouise Jane Pesce is a financial professional with over 20 years of experience in the securities industry. She is currently registered with MUFG Securities Americas Inc. and holds a Series 7, Series 63, Series 79, and SIE license. Louise has previously worked with BTMU Securities, Inc., MUFG, CIBC World Markets Corp., and CIBC Wood Gundy Securities Corp. Her professional experience has primarily been in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/01/2017 - Present
Mufg Securities Americas Inc. (Los Angeles CA)
CA
07/01/2014 - 04/01/2017
BTMU SECURITIES, INC. (Los Angeles CA)
CA
08/01/2013 - 06/30/2014
MUFG (LOS ANGELES CA)
NY
11/03/1997 - 05/04/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
08/14/1996 - 11/03/1997
CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)
BC
Issued 06/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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