Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louise? Claim Your ProfileLouise Leef is a financial professional with over 5 years of experience in the securities industry. Louise is currently registered with Mufg Securities Americas Inc. in Los Angeles, CA. Louise holds Series 63, SIE and Series 79 licenses. Louise is registered in California and New York. Louise was previously employed at BTMU SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/01/2017 - Present
Mufg Securities Americas Inc. (Los Angeles CA)
CA
04/09/2015 - 04/01/2017
BTMU SECURITIES, INC. (Los Angeles CA)
BC
Issued 06/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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