Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louise? Claim Your ProfileLouise Holtz is a financial advisor registered with LPL Financial LLC and has been in the industry since April 28, 1991. Louise holds Series 3, 4, 7, 24, 27, 52, 53, 63, 65, 66, 99 licenses and is registered in 53 states and Puerto Rico. Louise is also registered as an investment advisor representative with the state of Iowa and Texas. Louise has experience working for a variety of financial firms including Cambridge Investment Research, Inc., NFP Securities, Inc., Phillips & Company Securities Inc. and Securities Management & Research, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
08/21/2020 - Present
LPL Financial LLC (CEDAR RAPIDS IA)
IA
07/23/2019 - 07/27/2020
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (Cedar Rapids IA)
IA
07/23/2019 - 07/27/2020
SECURITIES MANAGEMENT & RESEARCH, INC. (Cedar Rapids IA)
IA
07/31/2012 - 08/02/2019
LPL FINANCIAL LLC (CEDAR RAPIDS IA)
IA
04/10/2003 - 07/31/2012
NATIONAL PLANNING CORPORATION (CEDAR RAPIDS IA)
IA
08/25/2000 - 02/27/2003
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
IA
12/21/2000 - 12/31/2001
ENERIC FINANCIAL SERVICES, INC. (FAIRFIELD IA)
TX
07/10/2000 - 07/31/2000
NFP SECURITIES, INC. (AUSTIN TX)
OR
10/21/1998 - 07/10/2000
PRIVATE CONSULTING GROUP, INC. (PORTLAND OR)
OR
07/16/1998 - 10/21/1998
PHILLIPS & COMPANY SECURITIES INC. (PORTLAND OR)
IA
07/08/1995 - 04/30/1998
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
NE
03/11/1994 - 05/18/1995
SECURITIES AMERICA, INC. (LAVISTA NE)
AZ
01/26/1993 - 03/14/1994
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
06/21/1990 - 10/20/1992
SECURITIES CORPORATION OF IOWA (CEDAR RAPIDS IA)
BOTH
Issued 10/08/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/07/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/19/1996
Series 4 - Registered Options Principal Examination
BC
Issued 08/17/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1999
Series 3 - National Commodity Futures Examination
BC
Issued 06/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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