Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louise? Claim Your ProfileLouise Fallica is a financial professional with over 37 years of experience in the industry. Louise has a wide range of experience working with clients in Arizona, Connecticut, District of Columbia, Florida, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Vermont, Virginia, and West Virginia. Currently, Louise is a Registered Representative with Osaic Wealth, Inc. In the past, Louise was associated with Securities Service Network, Inc., Securities America, Inc., New England Securities, Source Securities, Inc. and Securities Network, Inc.. Louise has passed the Series 63, 66, 7, 24 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NY
11/07/1995 - 11/03/2014
SECURITIES SERVICE NETWORK, INC. (SMITHTOWN NY)
NE
11/08/1993 - 11/06/1995
SECURITIES AMERICA, INC. (LAVISTA NE)
NY
04/05/1989 - 11/17/1993
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
03/01/1988 - 04/25/1989
SOURCE SECURITIES, INC.
NA
07/23/1985 - 03/08/1988
SECURITIES NETWORK, INC.
BOTH
Issued 12/29/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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