Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louise? Claim Your ProfileLouise Christian Lawes is a financial professional with over 30 years of experience in the industry. Louise is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since November 2016. Prior to that, Louise was registered with FIRST CLEARING, LLC. Louise has a strong background in the financial services industry and holds the Series 7, Series 24, and Series 63 licenses. Louise is also a Registered Investment Advisor and holds the Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/11/2016 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
02/05/1999 - 11/11/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
NC
04/30/1991 - 02/05/1999
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
05/05/1988 - 11/26/1990
DISCOUNT CORPORATION OF NEW YORK
NA
07/25/1987 - 02/10/1988
G.X. CLARKE & CO.
IA
Issued 10/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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