Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louise? Claim Your ProfileLouise Harstad is a securities professional with over 30 years of experience in the financial industry. Louise has held positions with several firms including Dealerweb Inc., Rafferty Capital Markets, LLC, and J.J. Kenny Drake, Inc. Currently, Louise is registered with Tradeweb Direct LLC as a Series 63, Series 52, and SIE licensed individual. Louise’s current registration is active in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/06/2019 - Present
Tradeweb Direct LLC (JERSEY CITY NJ)
FL
10/11/2011 - 09/16/2019
DEALERWEB INC. (BOCA RATON FL)
FL
03/11/2004 - 10/07/2011
RAFFERTY CAPITAL MARKETS, LLC (BOCA RATON FL)
NY
05/10/1991 - 04/29/2004
J.J. KENNY DRAKE, INC. (NEW YORK NY)
NY
12/10/1985 - 06/05/1990
J.J. KENNY DRAKE, INC. (NEW YORK NY)
BC
Issued 01/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1985
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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