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Louise Alesandra Chen

Cantor Fitzgerald & Co.

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About Louise Alesandra Chen

Louise Alesandra Chen is a financial professional with over 17 years of experience in the industry. Louise has held various positions at leading firms such as Morgan Stanley & Co. Incorporated, Collins Stewart LLC., and Guggenheim Securities, LLC. Currently, Louise is registered with Cantor Fitzgerald & Co., and is licensed in several states including California, Florida, Illinois, Massachusetts, New York, and Texas. Louise is a highly qualified professional with a strong track record of success in the financial services industry.

Firm Information

Louise Chen is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Louise Chen’s Registration & Firm History

NY

06/13/2017 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

07/25/2012 - 06/13/2017

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

03/26/2012 - 06/07/2012

AURIGA USA, LLC (NEW YORK NY)

NY

11/11/2008 - 03/01/2012

COLLINS STEWART LLC. (NEW YORK NY)

NY

08/09/2004 - 05/21/2008

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/18/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/19/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/07/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Louise Alesandra Chen.
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