Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louise? Claim Your ProfileLouise A. Emerson is a financial advisor with UBS Financial Services Inc. Louise has been in the industry since December 24, 1983, and is currently registered in Michigan and Texas. Louise has been with UBS Financial Services Inc. since January 2009. Previously, Louise worked at Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Salomon Smith Barney Inc., PaineWebber Incorporated, Kemper Securities Group, Inc., Prescott, Ball & Turben, Inc., Illinois Company Investments, Inc., and Oberweis Securities, Inc.. Louise has a broad range of experience and is well-equipped to help clients meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
08/25/2017 - Present
UBS Financial Services Inc. (BIRMINGHAM MI)
MI
04/02/2007 - 01/27/2009
MORGAN STANLEY & CO. INCORPORATED (BIRMINGHAM MI)
MI
07/07/2000 - 04/02/2007
MORGAN STANLEY DW INC. (BIRMINGHAM MI)
NY
09/19/1994 - 07/20/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
05/22/1991 - 09/02/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
09/04/1990 - 05/10/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
01/05/1989 - 09/04/1990
PRESCOTT, BALL & TURBEN, INC.
NA
12/05/1988 - 01/01/1989
ILLINOIS COMPANY INVESTMENTS, INC.
NA
11/25/1983 - 12/17/1988
OBERWEIS SECURITIES, INC.
IA
Issued 10/18/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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