Unclaimed
Louisa Hofman is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Louisa has been in the industry since 1991 and is licensed in multiple states. She specializes in providing investment consulting services to institutional clients, as well as financial planning and portfolio management for individuals and businesses. Louisa is also a registered Investment Advisor Representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
04/24/2018 - Present
Wells Fargo Clearing Services, LLC (DENVER CO)
CO
06/20/2012 - 07/03/2017
INVESTMENT PROFESSIONALS, INC. (ENGLEWOOD CO)
CO
08/10/2010 - 06/19/2012
FIRST SOUTHWEST COMPANY (GREENWOOD VILLAGE CO)
CO
08/01/2002 - 08/12/2010
ADVISORS ASSET MANAGEMENT, INC. (MONUMENT CO)
NY
05/06/1998 - 08/07/2002
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
03/08/1990 - 10/20/1997
J.C. BRADFORD & CO. (NEW YORK NY)
BC
Issued 10/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/30/1990
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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