Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Mattaliano is a financial advisor with Raymond James Financial Services Advisors, Inc. with over 38 years of experience in the financial industry. Louis has a diverse background, having worked with several financial institutions, including NationsSecurities, Dean Witter Reynolds Inc., and Merrill Lynch. Louis is a registered investment advisor in Texas and has a Series 7, 24, 53, 63, 65, and 72 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
06/05/2009 - Present
Raymond James Financial Services Advisors, Inc. (HOUSTON TX)
TX
01/01/1998 - 05/27/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SUGAR LAND TX)
NA
06/07/1993 - 01/01/1998
NATIONSSECURITIES
MA
06/01/1992 - 06/07/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NY
01/28/1991 - 06/01/1992
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
MA
04/02/1990 - 01/31/1991
NCNB SECURITIES, INC. (BOSTON MA)
NA
09/27/1989 - 04/02/1990
NCNB TEXAS SECURITIES, INC.
NY
07/20/1989 - 09/27/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
06/18/1985 - 07/15/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 09/25/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/08/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/28/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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