Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Walsh is a registered representative with Purshe Kaplan Sterling Investments in Albany, New York. Louis has been in the securities industry since 2016 and holds the Series 6, 7TO, 24, and 63 licenses. Louis has experience in investment company products and variable contracts, general securities, and investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/20/2020 - Present
Purshe Kaplan Sterling Investments (ALBANY NY)
NY
10/24/2016 - 06/05/2020
MERCER ALLIED COMPANY, L.P. (ALBANY NY)
BC
Issued 11/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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