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Louis William Schioppo

Castleoak Securities, LP

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About Louis William Schioppo

Louis William Schioppo is a financial professional with over four years of experience in the securities industry. Louis William Schioppo currently works as a Registered Representative at Castleoak Securities, LP. Louis William Schioppo holds the Series 7, 99, and SIE licenses as well as the Series 63 registration. Louis William Schioppo's previous experience includes working at J.P. Morgan Securities LLC.

Firm Information

Louis Schioppo is currently registered with Castleoak Securities, LP. Castleoak Securities, LP is a Partnership formed in July 2004. It is registered with the SEC and is approved in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Louis Schioppo’s Registration & Firm History

NY

07/19/2022 - Present

Castleoak Securities, LP (NEW YORK NY)

NY

12/17/2018 - 07/10/2022

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/15/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2023

Series 7TO - General Securities Representative Examination

BC

Issued 12/18/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Louis William Schioppo.
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