Unclaimed
Louis Safren is a financial professional with over 40 years of experience in the securities industry. He is currently registered with Muriel Siebert & Co., LLC. Louis previously worked at Stockcross Financial Services, Inc., Vandham Securities Corp., Finance 500, Inc., Israel A. Englander & Co., Inc., Oppenheimer & Co. Inc., Salomon Smith Barney Inc. and PaineWebber Incorporated. He has a strong background in trading and has held various licenses, including Series 7, 55, SIE and 57TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/02/2020 - Present
Muriel Siebert & CO., LLC (NEW YORK NY)
NJ
08/01/2016 - 01/03/2020
STOCKCROSS FINANCIAL SERVICES, INC. (JERSEY CITY NJ)
NJ
07/09/2014 - 07/21/2016
VANDHAM SECURITIES CORP. (MARLBORO NJ)
NJ
08/06/2010 - 04/29/2014
STOCKCROSS FINANCIAL SERVICES, INC. (JERSEY CITY NJ)
CA
07/30/2010 - 08/04/2010
FINANCE 500, INC. (IRVINE CA)
MI
01/02/2008 - 06/22/2010
ISRAEL A. ENGLANDER & CO., INC. (BIRMINGHAM MI)
NY
10/10/2001 - 01/15/2008
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
05/30/1985 - 10/11/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NA
07/23/1981 - 05/29/1985
PAINEWEBBER INCORPORATED
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/18/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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