Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis William Minora is a financial professional with over 16 years of experience in the financial services industry. Louis is currently registered with Capital Client Group, Inc. and has previously been associated with AXA ADVISORS, LLC and AXA DISTRIBUTORS, LLC. Louis holds the Series 6, 7, and 63 securities licenses and the SIE exam. Louis is also a Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
10/08/2020 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
NJ
02/04/2013 - 06/20/2014
AXA ADVISORS, LLC (JERSEY CITY NJ)
NC
03/29/2004 - 11/16/2012
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
BC
Issued 04/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2009
Series 7 - General Securities Representative Examination
BC
Issued 03/26/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Louis Minora is the right advisor for you? Invested Better is here to help.
