Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Higier is a financial professional with over 20 years of experience in the industry. Louis is currently registered with Empower Financial Services, Inc. and is licensed to offer securities and investment advisory services in 52 states and the District of Columbia. Louis has a strong background in investment management and has held previous positions with several prominent financial institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/13/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
MA
01/13/2015 - 03/03/2020
WELLS FARGO FUNDS DISTRIBUTOR, LLC (BOSTON MA)
RI
05/23/2012 - 11/26/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
MA
12/06/2011 - 02/29/2012
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
08/04/2008 - 05/17/2011
BOFA DISTRIBUTORS, INC. (BOSTON MA)
RI
11/28/2006 - 08/04/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
MA
07/01/2005 - 11/16/2006
METLIFE SECURITIES INC. (MARLBORO MA)
MA
07/01/2005 - 11/16/2006
METROPOLITAN LIFE INSURANCE COMPANY (NORWOOD MA)
MA
07/01/2004 - 04/01/2005
GOLDK INVESTMENT SERVICES, INC (BOSTON MA)
MA
07/12/2002 - 04/04/2003
KEYPORT FINANCIAL SERVICES CORP. (WELLESLEY HILLS MA)
MA
02/26/1998 - 04/04/2003
MFS/SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
MA
07/19/1995 - 09/20/1996
NEW ENGLAND FUNDS, L.P. (BOSTON MA)
NY
11/16/1993 - 08/19/1994
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
NA
07/24/1985 - 07/14/1986
FINANCIAL SCIENCES, INC.
BC
Issued 09/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 11/05/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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