Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Victor Cappitelli is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in Juno Beach, FL. Louis Victor Cappitelli has been in the financial industry since September 5, 1972, and holds a Series 7TO, Series 63 and Series 65 license. Louis Victor Cappitelli has previously worked at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/20/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WAYNE NJ)
FL
06/01/2009 - 10/15/2010
MORGAN STANLEY SMITH BARNEY (NORTH PALM BEACH FL)
NJ
03/12/1990 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WAYNE NJ)
NY
11/06/1984 - 03/21/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
11/22/1977 - 11/19/1984
SHEARSON LEHMAN/AMERICAN EXPRESS INC.
NA
11/17/1976 - 11/22/1977
SHEARSON HAYDEN STONE INC.
NA
11/08/1974 - 11/17/1976
SHEARSON HAYDEN STONE INC.
NA
09/06/1972 - 11/08/1974
SHEARSON, HAMMILL & CO., INCORPORATED
IA
Issued 10/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/1988
Series 15 - Foreign Currency Options Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/06/1977
PC - AMEX Put and Call Exam
BC
Issued 09/01/1972
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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