Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Vetter is a financial professional with over 17 years of experience in the industry. Louis is currently registered with Pershing LLC and previously held roles at various firms including Robinhood Securities, LLC, Ally Invest Securities LLC, and David Lerner Associates, Inc. Louis holds a broad range of licenses including Series 3, 4, 7, 24, 30, 55, 57TO, and SIE. Louis is also licensed in the states of Florida and New York, and holds the Uniform Investment Adviser Law Examination (Series 65).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/19/2024 - Present
Pershing LLC (LAKE MARY FL)
FL
08/28/2019 - 03/22/2024
ROBINHOOD SECURITIES, LLC (LAKE MARY FL)
FL
01/17/2017 - 07/29/2019
ALLY INVEST SECURITIES LLC (FORT LAUDERDALE FL)
FL
07/27/2016 - 12/07/2016
DAVID LERNER ASSOCIATES, INC. (BOCA RATON FL)
NY
03/24/2008 - 03/02/2009
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
IL
05/06/2005 - 12/06/2005
ASSENT LLC (BOLINGBROOK IL)
NY
01/27/2003 - 03/21/2003
WORLDCO, L.L.C. (NEW YORK NY)
NY
02/20/2002 - 10/02/2002
WORLDCO, L.L.C. (NEW YORK NY)
CA
03/15/2001 - 02/20/2002
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
AL
07/24/1998 - 02/14/2001
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
NY
08/20/1998 - 04/20/2000
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
01/21/1998 - 07/16/1998
GRIFFIN FINANCIAL SERVICES
RI
02/01/1994 - 01/28/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
10/07/1993 - 12/20/1993
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
06/09/1993 - 11/04/1993
W.J. NOLAN & COMPANY, INC. (NEW YORK NY)
NY
06/26/1992 - 08/19/1992
FIRST HANOVER SECURITIES, INC. (STATEN ISLAND NY)
NY
03/31/1992 - 07/08/1992
BERKELEY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 08/18/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/29/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2017
Series 30 - NFA Branch Manager Examination
BC
Issued 09/25/2017
Series 24 - General Securities Principal Examination
BC
Issued 05/24/2017
Series 4 - Registered Options Principal Examination
BC
Issued 03/30/2019
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2017
Series 3 - National Commodity Futures Examination
BC
Issued 07/26/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/26/2002
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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