Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis V Magliarditi is a financial professional with over 20 years of experience in the industry. Louis has held various positions at different firms including Morgan Stanley, RBC Dain Rauscher Inc., Financial Northeastern Securities, Inc., and TheMunicenter.com. Louis is currently registered with Wells Fargo Clearing Services, LLC. Louis has a wide range of experience in financial services, including portfolio management for individuals and businesses, as well as investment consulting services to institutional clients. Louis holds a Series 7, Series 31, and Series 65 license and holds registrations in a variety of states. Louis's focus is on providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/02/2019 - Present
Wells Fargo Clearing Services, LLC (FLORHAM PARK NJ)
NJ
06/01/2009 - 07/05/2019
MORGAN STANLEY (FLORHAM PARK NJ)
NJ
06/21/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MORRISTOWN NJ)
NJ
11/16/2006 - 07/09/2007
RBC DAIN RAUSCHER INC. (WEST PATERSON NJ)
NJ
09/23/2005 - 05/02/2006
FINANCIAL NORTHEASTERN SECURITIES, INC. (FAIRFIELD NJ)
NY
08/10/2004 - 08/31/2005
THEMUNICENTER.COM (NEW YORK NY)
NY
03/07/2003 - 02/02/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NJ
01/23/2002 - 03/07/2003
FIRST INSTITUTIONAL SECURITIES, L.L.C. (WEST PATERSON NJ)
IA
Issued 03/30/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 01/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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