Unclaimed
Louis Tumminia is a financial advisor with Alliancebernstein Investments, Inc. Louis holds the Series 63, 7TO, and SIE licenses. Louis is registered in Illinois, Indiana, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
10/21/2021 - Present
Alliancebernstein Investments, Inc. (Nashville TN)
BC
Issued 12/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/25/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Louis Tumminia is the right advisor for you? Invested Better is here to help.