Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Sparacino is a financial advisor with over 29 years of experience in the industry. Louis is currently registered with Osaic Wealth, Inc. in several states. Louis is also a registered investment advisor and has previously worked at various firms including National Securities Corporation, First Montauk Securities Corp., Oppenheimer & Co. Inc., Josephthal & Co., Inc., and Continental Broker-Dealer Corp.. Louis holds several licenses and certifications including Series 7, Series 9, Series 24, Series 63, and Series 66. Louis provides financial planning services, educational seminars, portfolio management for individuals, and portfolio management for businesses. Louis is also a partner in Shelter Rock Financial Group, a limited liability company that provides investment and insurance services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/25/2023 - Present
Osaic Wealth, Inc. (MINEOLA NY)
NY
01/24/2007 - 02/08/2013
NATIONAL SECURITIES CORPORATION (MINEOLA NY)
NY
01/12/2004 - 02/05/2007
FIRST MONTAUK SECURITIES CORP. (PORT WASHINGTON NY)
NY
01/02/2002 - 01/13/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
08/07/1998 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
09/13/1993 - 12/16/1998
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BOTH
Issued 09/20/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/08/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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