Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Scott Mitchell is a financial advisor with over 20 years of experience in the financial services industry. Louis Scott Mitchell currently works with LPL Financial LLC. Louis Scott Mitchell has a strong track record of providing financial advice to a wide range of clients, including individuals, families, and businesses. Louis Scott Mitchell is committed to helping clients achieve their financial goals. Louis Scott Mitchell is registered with FINRA and the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/02/2019 - Present
LPL Financial LLC (DADE CITY FL)
FL
06/18/2012 - 04/01/2019
GWN SECURITIES INC. (PALM BEACH GARDENS FL)
FL
11/03/2011 - 06/21/2012
VALIC FINANCIAL ADVISORS, INC. (TAMPA FL)
FL
11/11/2010 - 10/13/2011
USAA FINANCIAL ADVISORS, INC. (TAMPA FL)
FL
09/21/2009 - 11/03/2010
VALIC FINANCIAL ADVISORS, INC. (ORLANDO FL)
FL
07/16/2009 - 08/21/2009
COLONIAL BROKERAGE, INC. (LAKELAND FL)
FL
10/17/2008 - 07/08/2009
COLONIAL BROKERAGE, INC. (LAKELAND FL)
TX
05/01/2006 - 10/17/2008
AIG RETIREMENT ADVISORS, INC. (HOUSTON TX)
PA
07/13/1998 - 12/15/1998
NAVILLUS SECURITIES, INC. (WEST CONSHOHOCKEN PA)
NY
10/20/1995 - 11/12/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
11/01/1994 - 10/23/1995
NATIONSSECURITIES
NY
10/06/1993 - 10/04/1994
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 01/28/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/14/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/29/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/04/1993
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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