Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Donato is a financial advisor with Wells Fargo Clearing Services, LLC. Louis has been in the industry since 1997 and has a wide range of experience in the financial services industry. Louis is registered with FINRA and holds a Series 7, Series 31, and Series 63 license. Louis is also registered as an Investment Advisor Representative (IAR) with the state of New York. Louis specializes in providing investment advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
04/11/2022 - Present
Wells Fargo Clearing Services, LLC (BOSTON MA)
MA
09/16/2019 - 04/12/2022
CITIZENS SECURITIES, INC. (BOSTON MA)
MA
12/11/2014 - 09/18/2019
NYLIFE SECURITIES LLC (WALTHAM MA)
MA
04/05/2012 - 11/05/2014
NATIONAL PLANNING CORPORATION (WOBURN MA)
CT
03/02/2010 - 04/18/2011
TRANSCEND CAPITAL (WESTPORT CT)
CT
01/21/2008 - 04/16/2009
MORGAN STANLEY & CO. INCORPORATED (WESTPORT CT)
NJ
06/25/1993 - 11/01/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/18/1982 - 03/05/1993
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
IA
Issued 02/06/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 01/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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