Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Ryan has been in the financial services industry since April 30, 2021. Louis is currently registered with National Financial Services LLC and is licensed to provide investment advice. Louis has a Series 27, Series 99TO, and SIE license and is licensed to provide investment advice in 17 states. Louis previously worked for Fidelity Distributors Company LLC and Fidelity Prime Financing.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
05/01/2021 - Present
National Financial Services LLC (BOSTON MA)
RI
12/08/2022 - 03/08/2023
FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)
MA
10/27/2022 - 03/07/2023
FIDELITY PRIME FINANCING (BOSTON MA)
BC
Issued 05/01/2021
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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