Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Avalos is an investment advisor representative with LPL Financial LLC. Louis has been in the industry since 2003 and is registered with the states of Alaska, Arizona, California, Colorado, Connecticut, Florida, Idaho, Indiana, Kentucky, Maryland, Massachusetts, New Hampshire, New Jersey, New Mexico, North Dakota, Oregon, Tennessee, Texas, and Washington. Louis holds Series 66, Series 7, and SIE licenses. Louis is also a non-profit board member for the Orange County California Society of Enrolled Agents. Louis has a long history of working in the financial services industry, starting with Waddell & Reed in 2003 and then moving to Effective Planning in 2001. In 2006, Louis started a real estate rental business. Louis joined LPL Financial LLC in 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/21/2021 - Present
LPL Financial LLC (IRVINE CA)
CA
10/22/2003 - 07/21/2021
WADDELL & REED (IRVINE CA)
BOTH
Issued 11/10/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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