Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Miscioscia is a financial professional registered with the Financial Industry Regulatory Authority (FINRA). Louis has been in the financial industry since May 24, 2000 and has experience in securities, investment banking, and financial planning. Louis Miscioscia is currently registered with Daiwa Capital Markets America Inc. and has previously held positions at CLSA Americas, LLC, Credit Agricole Securities (USA) Inc., Collins Stewart LLC, Cowen and Company and Lehman Brothers Inc. Louis Miscioscia has passed multiple industry exams including the Series 63, Series 87 and Series 7 exams and is registered as a broker in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/17/2018 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
MA
03/06/2013 - 03/08/2017
CLSA AMERICAS, LLC (BOSTON MA)
MA
06/15/2012 - 05/31/2013
CREDIT AGRICOLE SECURITIES (USA) INC. (BOSTON MA)
MA
02/01/2010 - 03/01/2012
COLLINS STEWART LLC. (BOSTON MA)
MA
03/07/2006 - 01/13/2009
COWEN AND COMPANY (BOSTON MA)
NY
09/04/1997 - 02/23/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 11/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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