Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Brueggen is a financial advisor at Allstate Financial Advisors, LLC in Denver, Colorado. Louis has been in the financial services industry since 2016. Louis holds the Series 6, 7, 63 and 65 licenses. Louis specializes in financial planning and portfolio management for individuals. Louis has been with Allstate Financial Advisors, LLC since 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
CO
07/29/2022 - Present
Allstate Financial Advisors, LLC (Denver CO)
CO
05/30/2017 - 12/14/2021
PRUCO SECURITIES, LLC. (ENGLEWOOD CO)
CO
04/04/2016 - 05/26/2017
PRINCIPAL SECURITIES, INC. (DENVER CO)
IA
Issued 01/30/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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