Unclaimed
Louis Furniss is a Financial Advisor at Houlihan Lokey Capital, Inc. Louis has been in the industry since 2014. Louis holds the Series 79, Series 63, and SIE licenses. Louis is registered in New York. Louis has previously worked at Houlihan Lokey Advisors, LLC, KeyBanc Capital Markets Inc., and Pacific Crest Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/06/2021 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
08/06/2015 - 04/19/2024
HOULIHAN LOKEY ADVISORS, LLC (NEW YORK NY)
OR
04/13/2015 - 07/24/2015
KEYBANC CAPITAL MARKETS INC. (PORTLAND OR)
OR
01/18/2014 - 04/13/2015
PACIFIC CREST SECURITIES LLC (PORTLAND OR)
BC
Issued 10/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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