Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Richard Horowitz is a financial advisor with Cetera Financial Specialists LLC in Acworth, GA. Louis has over 20 years of experience in the financial services industry. Louis has a Series 6 license, the Series 63 license and the SIE. Louis is registered with FINRA and has a state registration with Georgia, Florida and New York. Louis is also registered with Cetera Financial Specialists LLC which has its main office in Acworth, GA. Louis was previously employed by Hochman & Baker Securities, Inc. in Stamford, CT from June 26, 2001 to June 30, 2004. Louis began working with Cetera Financial Specialists LLC on June 30, 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
06/30/2004 - Present
Cetera Financial Specialists LLC (ACWORTH GA)
CT
06/26/2001 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
BC
Issued 08/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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