Unclaimed
Louis Pinto is a financial advisor at Edward Jones. Louis has been working in the financial industry since August of 2004. Louis works with individuals and families to develop financial plans to achieve their goals. Louis is also registered to provide investment advice in Illinois and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
01/09/2019 - Present
Edward Jones (ORLAND PARK IL)
IL
06/30/2015 - 03/17/2016
W&S BROKERAGE SERVICES, INC. (ORLAND PARK IL)
IL
01/12/2004 - 09/16/2014
G1 EXECUTION SERVICES, LLC (CHICAGO IL)
IL
06/04/2002 - 08/05/2002
CHICAGO SECURITIES GROUP, LLC (CHICAGO IL)
BOTH
Issued 03/31/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2009
Series 24 - General Securities Principal Examination
BC
Issued 11/12/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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