Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Pinto is a financial professional with over 30 years of experience in the securities industry. Louis is currently registered with Natixis Securities Americas LLC as a Broker and a Registered Representative. Louis is also a Series 14 (Compliance Officer), Series 53 (Municipal Securities Principal), Series 24 (General Securities Principal), Series 4 (Registered Options Principal), and Series 27 (Financial and Operations Principal) Principal. Previously Louis has been employed with NATIXIS SECURITIES NORTH AMERICA INC., METALLBANK SECURITIES, INC., and MG TRADING. Louis has passed the Series 63, Series 7, Series 3, Series 55, Series 65, and SIE exams. Louis holds a current Series 79TO, Series 52TO, Series 57TO, Series 99TO license. Louis has been registered in New York since November 22, 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/22/2010 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
10/20/1994 - 10/03/2011
NATIXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)
NA
03/31/1993 - 04/26/1995
METALLBANK SECURITIES, INC.
NA
01/12/1993 - 11/17/1994
MG TRADING
IA
Issued 11/04/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2016
Series 14 - Compliance Officer Examination
BC
Issued 08/31/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/16/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/25/1994
Series 4 - Registered Options Principal Examination
BC
Issued 01/07/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/08/1994
Series 3 - National Commodity Futures Examination
BC
Issued 12/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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