Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Peter Leone is a financial advisor with Northwestern Mutual Investment Services, LLC. Louis has been in the industry since August 1992. Louis is registered with Financial Industry Regulatory Authority (FINRA) and has been active in the financial services industry for over 30 years. Louis is also registered with the state of Illinois as an investment advisor representative. Louis has experience in providing investment advice to individuals, businesses, and institutions. Louis is committed to providing clients with personalized financial planning and investment advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
IL
08/03/2007 - Present
Northwestern Mutual Investment Services, LLC (VERNON HILLS IL)
WI
02/03/1994 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 02/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/18/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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