Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Giacalone is a financial professional with over 30 years of experience in the industry. Louis currently works at Charles Schwab & Co., Inc. Louis has a strong background in the financial industry, holding a Series 63, Series 10, Series 9, Series 24, Series 4, Series 8, SIE, Series 3, and Series 7. Louis previously worked at TD Ameritrade, Inc., Gruntal & Co. Incorporated and Lehman Brothers Inc.. Louis is registered in Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NE
12/02/2021 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
05/12/2009 - 07/29/2024
TD AMERITRADE, INC. (OMAHA NE)
NY
02/01/1993 - 07/13/2007
TD AMERITRADE, INC. (NEW YORK NY)
NY
11/13/1992 - 01/25/1993
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
10/26/1992 - 11/24/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 11/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/24/1997
Series 24 - General Securities Principal Examination
BC
Issued 11/12/1996
Series 4 - Registered Options Principal Examination
BC
Issued 04/04/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2011
Series 3 - National Commodity Futures Examination
BC
Issued 10/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Louis Giacalone is the right advisor for you? Invested Better is here to help.
