Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Paul Sitnik is an active Investment Advisor Representative (IAR) with RBC Capital Markets, LLC. Louis has been in the industry since July 13, 1990, and has been registered with several other firms prior to joining RBC Capital Markets, LLC. He holds a variety of licenses and qualifications, including Series 7, 9, 10, 14, 31, 63, 65, and SIE, as well as the Operations Professional Examination (Series 99TO). His experience includes working with a broad range of clients including high-net-worth individuals, corporations, institutions, and family trusts. He is particularly experienced in providing financial planning services, portfolio management, and pension consulting. Louis currently holds registrations in Maryland and the District of Columbia, and has held prior registrations in various states. He is a FINRA Arbitrator and is also a member of the FINRA Continuing Ed Committee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
07/09/2024 - Present
RBC Capital Markets, LLC (CHEVY CHASE MD)
DC
01/29/2007 - 07/11/2024
WELLS FARGO CLEARING SERVICES, LLC (WASHINGTON DC)
DC
11/03/2006 - 01/29/2007
J.P. MORGAN SECURITIES INC. (WASHINGTON DC)
MD
02/16/2005 - 11/01/2006
WACHOVIA SECURITIES, LLC (BETHESDA MD)
NY
01/17/2003 - 05/06/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
12/06/2000 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
11/03/1999 - 02/21/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
MD
09/01/1997 - 07/28/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
06/14/1993 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
MD
06/19/1989 - 06/17/1993
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
NA
06/22/1988 - 06/15/1989
ADVEST, INC.
BC
Issued 06/14/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/12/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/25/1990
Series 14 - Compliance Officer Examination
BC
Issued 04/21/1989
Series 4 - Registered Options Principal Examination
BC
Issued 01/13/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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