Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Sanfilippo is a financial professional with over 15 years of experience in the financial services industry. Louis is currently registered with MML Investors Services, LLC and holds the Series 6 and Series 63 securities licenses. Louis is also a registered representative of MML Investors Services, LLC. Louis has previously worked with Signator Investors, Inc. and Park Avenue Securities LLC. Louis specializes in providing financial advice to individuals, businesses, pension and profit-sharing plans, corporations, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IL
02/15/2019 - Present
MML Investors Services, LLC (Lisle IL)
NC
12/14/2012 - 10/27/2014
SIGNATOR INVESTORS, INC. (RALEIGH NC)
IL
11/20/2006 - 04/06/2010
PARK AVENUE SECURITIES LLC (DOWNERS GROVE IL)
IL
04/25/2005 - 11/08/2006
PARK AVENUE SECURITIES LLC (OAKBROOK TERRACE IL)
IA
07/23/2003 - 03/01/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
01/01/2002 - 01/06/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 06/03/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2019
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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