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Louis-paul Roger

Oddo BHF NEW York Corp.

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About Louis-paul Roger

Louis-paul Roger is a financial professional with over 17 years of experience in the industry. Louis-paul Roger is currently registered with Oddo BHF New York Corp. and holds several licenses, including Series 7, Series 24, Series 63, Series 79TO, Series 99TO, and SIE. Louis-paul Roger is also a registered principal and compliance officer. Louis-paul Roger has a strong track record of success in the financial services industry and is committed to providing clients with the highest level of service and expertise.

Firm Information

Louis-paul Roger is currently registered with Oddo BHF NEW York Corp.. Oddo BHF NEW York Corp. is a corporation formed on June 2, 1997, with a main office in New York. It is approved and registered with the SEC and the state of New York.

Not reported

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Louis-paul Roger’s Registration & Firm History

NY

12/08/2005 - Present

Oddo BHF NEW York Corp. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/16/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/25/2023

Series 14 - Compliance Officer Examination

BC

Issued 04/10/2015

Series 24 - General Securities Principal Examination

BC

Issued 05/26/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Louis-paul Roger.
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