Unclaimed
Louis-paul Roger is a financial professional with over 17 years of experience in the industry. Louis-paul Roger is currently registered with Oddo BHF New York Corp. and holds several licenses, including Series 7, Series 24, Series 63, Series 79TO, Series 99TO, and SIE. Louis-paul Roger is also a registered principal and compliance officer. Louis-paul Roger has a strong track record of success in the financial services industry and is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/08/2005 - Present
Oddo BHF NEW York Corp. (NEW YORK NY)
BC
Issued 12/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/10/2015
Series 24 - General Securities Principal Examination
BC
Issued 05/26/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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