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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Patrick Richards is a financial advisor at Park Avenue Securities LLC in Irvine, California. Louis Patrick Richards has been in the financial industry since 2019 and holds Series 63, Series 65, Series 7TO, and SIE licenses. Louis Patrick Richards specializes in providing financial planning, educational seminars, and portfolio management for individuals and investment companies. Louis Patrick Richards' firm manages approximately $11.9 billion in assets under management and serves a diverse range of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/17/2024 - Present
Park Avenue Securities LLC (IRVINE CA)
CA
09/13/2022 - 12/19/2023
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (ONTARIO CA)
CA
05/10/2021 - 08/17/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Anaheim CA)
CA
07/29/2020 - 05/03/2021
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (ONTARIO CA)
BC
Issued 08/07/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/23/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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