Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Spinelli is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Louis has been in the industry since 2002 and has experience with a variety of financial products and services. Louis has worked with several firms throughout their career including Citigroup Global Markets Inc. and Morgan Stanley DW Inc. Louis has a Series 63, Series 65, Series 7 and Series 31 licenses and is registered to offer financial products and services in several states. Louis specializes in a range of financial services, including retirement planning, investment management, and insurance. Louis is committed to helping their clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/02/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BLUE BELL PA)
PA
08/18/2003 - 05/14/2009
CITIGROUP GLOBAL MARKETS INC. (WEST CONSHOHOCKEN PA)
NY
11/05/2002 - 08/20/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 06/15/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Louis Spinelli is the right advisor for you? Invested Better is here to help.
