Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Montcalm Deering is a financial professional with over 35 years of experience in the financial services industry. Louis is registered with Commonwealth Financial Network in Lancaster, PA. Louis holds several securities licenses including Series 7, 6, 22, 31, and 63. He has also earned the SIE, and Series 65 licenses. In addition to his Series licenses, Louis is a Chartered Financial Consultant. Louis has prior experience at other firms, including Janney Montgomery Scott LLC, Morgan Stanley DW Inc., Prudential Securities Incorporated, Pruco Securities Corporation, The Prudential Insurance Company of America, NML Equity Services, Inc., and Robert W. Baird & Co. Incorporated. Louis's firm, Commonwealth Financial Network, is a Registered Investment Advisor providing financial planning, portfolio management, and other advisory services to a wide range of clients, including individuals, corporations, businesses, charitable organizations, and pension and profit-sharing plans. The firm manages approximately $177 billion in assets for over 623,000 accounts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/11/2019 - Present
Commonwealth Financial Network (Lancaster PA)
PA
08/19/2005 - 02/11/2019
JANNEY MONTGOMERY SCOTT LLC (LANCASTER PA)
NY
09/11/2000 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/28/1997 - 09/11/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
06/23/1988 - 01/10/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/23/1988 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
08/07/1984 - 06/14/1988
NML EQUITY SERVICES, INC.
NA
04/14/1987 - 06/10/1988
ROBERT W. BAIRD & CO. INCORPORATED
NA
03/03/1983 - 08/21/1984
PRUCO SECURITIES CORPORATION
IA
Issued 03/17/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 02/18/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/14/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/02/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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